Subject: Implementation of section 212(a)(6)(A) and 212(a)(9) grounds of 
inadmissibility

Date:	March 31, 1997

To:	Management Team
Regional Directors
District Directors (Including Foreign)
Chief Patrol Agents
Officers in Charge (Including Foreign)
Chief, ODETF, Glynco, GA
Chief, Patrol Agent, BPA, Glynco, GA
Asylum Office Directors
Service Center Directors
Regional Counsel
District Counsel

From:	Office of Programs (HQPGM)

	This memorandum provides interim guidelines to the field for 
implementing the new grounds of inadmissibility found in sections 
212(a)(6)(A) and 212(a)(9) of the Immigration and Nationality Act (“the 
Act”), as amended by the Illegal Immigration Reform and Responsibility Act 
of 1996 (IIRAIRA). The effective date for each of these sections is April 
1, 1997.  Sections 212(a)(6)(A) and 212(a)(9) do not apply to applications 
for admission  or adjustment of status adjudicated by an immigration judge 
in deportation or exclusion proceedings commenced prior to April 1, 1997.  
Except as otherwise required by law, these grounds of inadmissibility apply 
at the time of any other administrative determination regarding 
admissibility, including but not limited to the issuance of a visa, 
inspection of an alien at a port of entry, disposition of an application 
for admission by an inspector or an immigration judge or adjudication of an 
application for adjustment of status.  Further guidance will be released 
and proposed regulations published in the Federal Register at a later date.

	This memorandum is divided into sections addressing the general 
implementation of the sections of law, the manner is which time “unlawfully 
present” in the United States is measured and the effect of these grounds 
of inadmissibility on applications for adjustment of status.  A chart is 
also attached to assist with determinations about whether aliens are 
subject to the 212(a)(9) grounds of inadmissibility.

I.	General Implementation Issues

	As a preliminary matter it is noted that the section 212(a)(6)(A) 
ground of inadmissibility applies to any alien present in the United States 
without having been admitted or paroled, but the 212(a)(9) grounds of 
inadmissibility only apply to aliens who have previously physically 
departed the United States and are now either seeking admission or have 
entered or attempted to enter the United States without being inspected.  
Therefore, section 212(a)(6)(A) does not apply to visa applicants outside 
of the United States, but section 212(a)(9)(B) does apply to visa 
applicants outside of the United States who previously did accrue 
sufficient unlawful presence in the United States.  Likewise, section 
212(a)(9) does not apply to aliens seeking adjustment of status in the 
United States who have not previously departed the United States. Aliens 
will not be able to avoid the consequences of unlawful presence by claiming 
that their re-entry after their previous physical departure was brief, 
casual and innocent.

	Section 212(a)(6)(A) of the Act provides that “an alien present in the 
United States without being admitted or paroled, or who arrives in the 
United States at any time or place other than as designated by the Attorney 
General, is inadmissible.”  Written into the section is an exception for 
battered spouses and children.  The battered spouse exception will be 
applied to both women and men.

	Section 212(a)(9)(A)(i) of the Act provides that aliens who have been 
ordered removed from the United States through expedited removal 
proceedings or removal proceedings initiated on the alien’s arrival in the 
United States and who have actually been removed (or departed after such an 
order) are inadmissible for 5 years.  Section 212(a)(9)(A)(ii) of the Act 
provides that aliens who have been otherwise ordered removed, ordered 
deported under sections 242 or 217 of the Act or ordered excluded under 
section 236 of the Act and who have actually been removed (or departed 
after such an order) are inadmissible for 10 years.  Aliens who have been 
removed more than once are inadmissible for 20 years and aliens who have 
been convicted of aggravated felonies are permanently inadmissible.  The 
provision holding aliens inadmissible for 10 years after the issuance of an 
exclusion or deportation order applies to such orders rendered both before 
and after April 1, 1997.  In this context, it should be noted that pursuant 
to section 101(a)(13)(C) of the Act, permanent  residents often are not 
regarded as seeking admission upon return to the United States.  The 
statute does include an exception to the 212(a)(9)(A) ground of 
inadmissibility for those who have, prior to their return to the United 
States, obtained consent from the Attorney General to reapply for 
admission.  The Service is considering a regulation or policy that would 
grant this exception to aliens excluded or deported prior to April 1, 1997, 
who had either been subsequently lawfully admitted to the United States or 
granted an immigrant or nonimmigrant visa prior to the effective date of 
the new, lengthier prohibitions against readmission.  In the interim, 
applicants who have already remained outside of the United States for the 
one or five years required under pre-IIRAIRA law, in the absence of other 
adverse discretionary factors, should be granted advance consent to reapply 
for admission.  Those who have been convicted of an aggravated felony are 
eligible to apply to the Attorney General for consent to reapply for 
admission but remain subject to all other applicable grounds of 
inadmissibility.  All requests for such a waiver should be filed on Form I-
212, Application for Permission to Reapply for Admission into the United 
States After Deportation or Removal.

	Pursuant to section 212(a)(9)(B)(i)(I) of the Act, aliens “unlawfully 
present” in the United States for more than 180 days but less than one year 
who subsequently depart from the United States voluntarily prior to the 
initiation of removal proceedings under section 235(b)(1) or section 240 
are inadmissible for a period of 3 years.  For purposes of this section, 
“voluntary departed” includes any departure by an alien from the United 
States prior to the initiation of removal proceedings, whether or not 
pursuant to an order of voluntary departure issued by the Service.  
Pursuant to section 212(a)(9)(B)(i)(II) of the Act, those aliens 
“unlawfully present” in the United States for one year or more, who depart 
or are removed and then seek admission are inadmissible for 10 years.  The 
Attorney General may waive inadmissibility under section 212(a)(9)(B) in 
the case of an immigrant who can show that refusal of admission would 
result in extreme hardship to the alien’s spouse or parent who is a citizen 
or lawful permanent resident.  The Service will retain authority to grant 
the extreme hardship waiver in consular cases (with no administrative 
appeal available); however, those seeking admission at a Port-of-Entry who 
seek such a waiver will be referred to an immigration judge (with 
administrative appeal to the Board of Immigration Appeals, as part of an 
appeal of a removal order).  Form I-724, Application to Waive 
Inadmissibility Grounds and Permission to Reapply is being designed to 
accommodate this provision.

	Pursuant to section 212(a)(9)(C) of the Act, aliens who were 
unlawfully present in the United States for an aggregate period of more 
than one year and subsequently departed or who were previously ordered 
removed (and actually left the United States) and have subsequently either 
entered the United States without inspection or sought to enter the United 
States without inspection are permanently inadmissible.  The statute makes 
an exception for aliens who seek admission more than 10 years after their 
last departure who have obtained advance consent from the Attorney General 
to reapply for admission.  This ground of inadmissibility applies only to 
aliens who have attempted to re-enter or actually have re-entered the 
United States without being inspected and admitted or paroled.

II.	Measuring Time “Unlawfully Present”

	When determining whether sections 212(a)(9)(B) & (C) of the Act are 
applicable in a particular case, Service officers will be required to 
determine that length to time that an alien spent “unlawfully present” in 
the United States prior to their initial departure.  A number of factors 
are relevant to this calculation.

When is an alien unlawfully present?

	The first question in every case will be whether an alien has been 
previously “unlawfully present” in the United States.  By statute, “an 
alien is deemed to be unlawfully present in the United States if the alien 
is present in the United States after the expiration of the period of stay 
authorized by the Attorney General or is present in the United States 
without being admitted or paroled.” See Section 212(a)(9)(B)(ii) of the 
Act. The Service interprets time “unlawfully present” to include any time 
spent in the United States by aliens after they have violated the terms and 
conditions of any form of nonimmigrant status, because time spent in 
violation of status is not authorized.

	For purposes of section 212(a)(9)(B), time in “unlawful presence” 
begins to accrue on April 1, 1997. For example, although an alien may have 
been in the United States illegally for one year prior to April 1, 1997, as 
of April 2, 1997, the same alien has accrued only one day of “unlawful 
presence” for purposes of section 212(a)(9)(B). For purposes of section 
212(a)(9)(C), time in “unlawful presence” may accrue prior to April 1, 
1997. Thus, the same alien who would only have one day of unlawful presence 
for purposes of section 212(a)(9)(B) on April 2, 1997, would have one year 
and one day of “unlawful presence” for purposes of section 212(a)(9)(C).  
In addition, when measuring time spent “unlawfully present” in the United 
States, the time is measured cumulatively for purposes of section 
212(a)(9)(C), but not for purposes of section 212(a)(9)(B).  For example, 
an alien who was “unlawfully present” in the United States for 5 months, 
departed the United States, returned, and was “unlawfully present” for 2 
more months would have accrued 7 months of “unlawful presence” for purposes 
of section 212(a)(9)(C), but not for purposes of section 212(a)(9)(B).

	Unlawful presence may be triggered either by overstaying the time 
authorized or by entering into an activity that violates the terms of 
conditions of status.  For example, an alien present on a visitor visa 
begins to accrue unlawful presence on the day that he or she enters into 
unauthorized employment.  Unlawful presence is also triggered by the 
commission of a criminal offense that renders an alien inadmissible or 
removable.

When does an alien stop being unlawfully present?

	Once an alien goes out of status, he or she is “unlawfully present” 
until the Service restores status or he or she leaves the United States.  
Service policy governing restoration of status will be disseminated under 
separate cover.

	Section 212(a)(9)(B)(iii) enumerates instances in which an alien does 
not accrue “unlawful presence” for purposes of section 212(a)(9)(B):

1.	Time in which an alien is under 18 years of age
2.	Time during which an alien has a bona fide application for asylum 
pending
(unless the alien was employed without authorization at any time 
during the
period that the application was pending).
3.	Time during which an alien is a beneficiary of family unity protection
4.	For those admitted or paroled – time during the pendency or a non-
frivolous
application for change or extension of status (up to a maximum of 120 
days)
5.	Those who qualify as a battered spouse or child as provided in section
212(a)(9)(B)(iii)(IV) of the Act.

These exceptions are not applicable when considering “unlawful presence” 
for purposes of section 212(a)(9)(C).

	The exception for up to 120 days during the pendency of an application 
for change or extension of status only applies when the application is 
submitted prior to the expiration of status by a person who has been 
lawfully admitted or paroled into the United States, and includes not only 
time during the pendency of an application for “change or extension” of 
status but also time during applications for “adjustment” of status.

	An alien who is “unlawfully present” continues to accrue time as such 
while in removal proceedings. See 8 	CFR section 239.3.  Likewise, the 
grant of voluntary departure by the Service or an immigration judge will 
not stop the running of time “unlawfully present.”  However, time in 
certain forms of Attorney General “sanctioned” status will not count in 
measuring time unlawfully present.  By proposed regulation, this will 
include refugees admitted under section 207 of the Act, aliens granted 
asylum under section 208 of the Act and aliens granted cancellation pending 
adjustment of status.  The proposed regulation addressing these groups will 
be specific in nature and not leave “sanctioned” status open to broader 
interpretation.  Aliens with pending change or extension of status 
applications after the 120-day period and aliens present but not yet 
removed after a final removal order will not be considered to be in a 
period of stay “authorized by the Attorney General.”

III.	Impact of these Grounds of Inadmissibility on Applications for 
Adjustment of Status

	Aliens inadmissible pursuant to 212(a)(6)(A) of the Act are eligible 
to apply for adjustment of status under section 245(i) of the Act.  
However, aliens inadmissible pursuant to section 212(a)(9) of the Act are 
ineligible for adjustment of status under section 245 of the Act, subject 
to the waiver and exception provisions of those grounds of inadmissibility.

Paul W. Virtue
Acting Executive Associate Commissioner